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401(k)

Important News for IRA & 401(k) Plan Participants

June 9, 2017Constance CiaricoAnnouncements, Financial, Investments, IRAs, Market News, Newsletter, Uncategorized

If you own an IRA or participate in a 401(k) plan, please read this important update regarding the new DOL …

Tagged 401(k), DOL Rules, Fiduciary, IRA

New Department of Labor Fiduciary Rule

June 1, 2016Constance CiaricoAnnouncements, Financial, Investments, IRAs, Market News, Newsletter, Uncategorized

If you own an IRA or participate in a 401(k) plan, please read this document. The Labor Department has issued …

Tagged 401(k), DOL, Fiduciary, Retirement

Securities and advisory services offered through Cadaret, Grant & Co. Inc. a Registered Investment Advisor, and member FINRA/SIPC.  Additional advisory services offered through Prentice Wealth Management, LLC, a SEC Registered Investment Advisor.  Prentice Wealth Management, LLC and Cadaret, Grant & Co. Inc. are separate entities.

 

© 2020 Prentice Wealth Management, LLC

William J. Prentice II AWMA®, CFP®, CIMA® is licensed to transact securities business in the following states:

CA, CT, DC, FL, GA, HI, IN, MD, MA, MI, NJ, NY, NC, OH, OR, PA, RI, SC, TX, VA & WA.

Prentice Wealth Management, LLC (PWM) is a Registered Investment Advisor that is registered with the United States Securities and Exchange Commission (“SEC”) and is notice filed in the state of New York and Florida. PWM only provides investment advisory services in states where it is notice filed or where it qualifies for an exemption. Our Form ADV is available upon request.

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