William J. Prentice II, AWMA®, CFP®, CIMA®

In November 4, 2014





As founder and Managing Partner, William J. Prentice II leads the practice at Prentice Wealth Management, LLC (PWM) partnering with a select group of clients. In addition to providing the strategic direction, he also oversees the financial planning and investment management operations for the firm. Prior to establishing PWM in 2008, William served as Vice President at Westminster Financial. He began his career in financial services as a representative with Northwestern Mutual Financial Network.

William graduated from the Rochester Institute of Technology with a finance degree. In 2010, he established the Prentice Family Endowed Scholarship for first-generation college students at RIT. He currently serves on the Dean’s Advisory Council for RIT’s Saunders College of Business and has numerous, past RIT Alumni chairperson and committee memberships to his credit. An active student mentor and volunteer career counselor at RIT, William has served in similar capacities for SUNY Brockport, St. John Fisher College and Nazareth College, and offers internship opportunities for students from these institutions at PWM.



Securities offered through Cadaret, Grant & Co., Inc., Member FINRA/SIPC
Advisory services offered through Prentice Wealth Management, LLC, an SEC Registered Investment Advisor.
Prentice Wealth Management, LLC and Cadaret, Grant & Co., Inc. are separate entities.

Prentice Wealth Management, LLC (PWM) is a Registered Investment Advisor that is registered with the United States Securities and Exchange Commission (“SEC”) and is notice filed in the state of New York and Florida. PWM only provides investment advisory services in states where it is notice filed or where it qualifies for an exemption. Our Form ADV is available upon request.

William J. Prentice II AWMA®, CFP®, CIMA® is licensed to transact securities business in the following states:

CA, CT, DC, FL, GA, IN, MD, MA, MI, NJ, NY, NC, OR, PA, RI, SC and TX.

Member, Security Investor Protection Corporation

Investor Education Foundation